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3
ALLAN DONALD filed this Form 3 on 11/03/2006
Entire Document
 
SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Allan Donald

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN, CT X1 06053

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/24/2006
3. Issuer Name and Ticker or Trading Symbol
STANLEY WORKS [ SWK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
V.P. & Controller
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7,996.6619(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
NQSO (rights to buy) (2) 10/18/2011 Common Stock 5,000 39 D
NQSO (rights to buy) (3) 10/16/2012 Common Stock 10,000 30.96 D
NQSO (rights to buy) (4) 10/15/2013 Common Stock 5,625 31.31 D
NQSO (rights to buy) (5) 10/15/2014 Common Stock 10,000 41.425 D
NQSO (rights to buy) (6) 12/13/2015 Common Stock 5,000 47.195 D
Interest in Employer Stock Fund(7) (2) (9) Common Stock 856 (10) D
Interest in Employer Stock Fund(8) (2) (9) Common Stock 245 (11) D
Explanation of Responses:
1. Of the 7,996.6619 shares directly held, 5,250 shares are RSUs of which 312 shares vest 12/13/06, 313 shares vest 12/13/07, 312 shares vest 12/13/08, 313 shares vest 12/13/09 and 4,000 are fully vested but distribution of underlying shares has been deferred to the earlier of August 14, 2008 or termination of Mr. Allan's employment.
2. Currently vested
3. 5,000 shares currently exerciseable and 5,000 shares exercisable on 10/17/07
4. 3,750 shares currently exerciseable and 1,875 shares exercisable on 10/16/07
5. 5,000 shares currently exerciseable, 2,500 shares exercisable on 10/15/07 and 2,500 shares exercisable on 10/15/08
6. 1,250 shares exercisable on 12/13/06, 1,250 shares exercisable on 12/13/07, 1,250 shares exercisable on 12/13/08 and 1,250 shares exercisable on 12/13/09
7. Represents number of shares held for the reporting person under the Company?s 401(k) Savings Plan as of 10/24/06
8. Represents number of shares held for the reporting person under the Company?s Supplemental Savings Plan as of 10/24/06
9. Distributions are generally made following termination of employment
10. Common shares purchased from time to time by the trustee of the Plan for current market value
11. Common shares are credited from time to time based on current market value
Remarks:
By: /s/ Bruce H. Beatt, Attorney-in-Fact 11/03/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Unassociated Document


POWER OF ATTORNEY
 
Know all by these presents, that the undersigned hereby constitutes and appoints each of Bruce H. Beatt and Kathryn P. Sherer, signing singly, the undersigned’s true and lawful attorney-in-fact to:

(1)    prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC;

(2)    execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of The Stanley Works (the “Company”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities of the Company;

(3)    do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, or other form or report, and timely file such form or report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

(4)    take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 24th day of October, 2006.
 

 
 /s/ Donald Allan
 
 
Signature
 


 
 Donald Allan
 
 
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