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4
ANSELL JEFFREY D filed this Form 4 on 09/19/2006
Entire Document
 
SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Ansell Jeffrey D

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN, CT X1 06053

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANLEY WORKS [ SWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
V.P.,Pres. Consumer Tools
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/15/2006 M 3,000 A $19.3438 11,250 D
Common Stock(1) 09/15/2006 S 3,000 D $50.2854 8,250 D
Common Stock 09/15/2006 M 7,200 A $28.1875 15,450 D
Common Stock(1) 09/15/2006 S 7,200 D $50.2854 8,250 D
Common Stock(1) 09/15/2006 S 7,000(6) D $50.2854 1,250 D
Common Stock 09/15/2006 A 313.0139(5) A (4) 4,469.0551 I Through Computershare under ESPP
Common Stock(1) 09/15/2006 S 3,434 D $50.2854 1,035.0551 I Through Computershare under ESPP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Interest in Employer Stock Fund(2) (4) 09/19/2006 A 93.2082(2) (4) (4) Common Stock 93.2082 (4) 1,059.7015 D
Interest in Employer Stock Fund(3) (4) 09/19/2006 A 46.0689(3) (4) (4) Common Stock 46.0689 (4) 929.4237 D
Stock Option (right to buy) $19.3438 09/15/2006 M 3,000 10/18/2000 10/18/2010 Common Stock 3,000 $19.3438 0 D
Stock Option (right to buy) $28.1875 09/15/2006 M 7,200 04/19/2000 04/19/2010 Common Stock 7,200 $28.1875 2,800 D
Explanation of Responses:
1. Shares sold pursuant to Rule 10b5-1 Plan
2. Represents number of shares held for the reporting person under the Company's 401(k) Savings Plan as of 8/31/06, including aggregate number of shares acquired on various dates since date of last report
3. Represents number of shares notionally held for reporting person under the Company's Supplemental Savings Plan as of 8/31/06, including aggregate number of shares acquired on various dates since date of last report
4. Exempt
5. Aggregate number of shares held in ESPP as of 9/12/06, including aggregate number of shares acquired on dates since date of last report
6. 4,798 RSU shares sold and 2,202 RSU shares were withheld to cover tax withholding
Remarks:
By: /s/ Bruce H. Beatt, Attorney-in-Fact 09/19/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.