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4
ANSELL JEFFREY D filed this Form 4 on 01/31/2011
Entire Document
 
SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Ansell Jeffrey D

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Group Exec, Constr & DIY
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2011 M 3,750 A $47.195 100,891 D
Common Stock 01/27/2011 S 3,750 D $72.4313 97,141 D
Common Stock 01/27/2011 M 10,000 A $51.135 107,141 D
Common Stock 01/27/2011 S 10,000 D $72.4313 97,141 D
Common Stock 01/27/2011 M 6,250 A $33.345 103,391 D
Common Stock 01/27/2011 S 6,250 D $72.4313 97,141 D
Common Stock 01/27/2011 M 3,750 A $49.0225 100,891 D
Common Stock 01/27/2011 S 3,750 D $72.4313 97,141 D
Common Stock 01/27/2011 M 11,250 A $51.125 108,391 D
Common Stock 01/27/2011 S 11,250 D $72.4313 97,141 D
Common Stock(8) 2,924.0248 I Through Computershare Under ESPP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $47.195 01/27/2011 M 3,750 (1) 12/13/2015 Common Stock 3,750 $0 1,250 D
Stock Option (Right to Buy) $51.135 01/27/2011 M 10,000 (1) 12/10/2016 Common Stock 10,000 $0 0 D
Stock Option (Right to Buy) $33.345 01/27/2011 M 6,250 (2) 12/09/2018 Common Stock 6,250 $0 12,500 D
Stock Option (Right to Buy) $49.0225 01/27/2011 M 3,750 (3) 12/09/2019 Common Stock 3,750 $0 11,250 D
Stock Option (Right to Buy) $51.125 01/27/2011 M 11,250 (4) 12/09/2017 Common Stock 11,250 $0 3,750 D
Interest in Employer Stock Fund (Supplemental Plan)(6) (5) 01/27/2011 D 9.6845 (5) (5) Common Stock 0 (5) 1,074.151 D
Interest In Employer Stock Fund (401(k) Plan)(7) (5) 01/27/2011 D 10.8653 (5) (5) Common Stock 0 (5) 1,172.8636 D
Explanation of Responses:
1. Currently 100% vested
2. 6,250 shares currently exercisable, 6,250 will become exercisable on 12/9/2011 and 6,250 will become exercisable on 12/9/2012.
3. 3,750 shares are currently exercisable, 3,750 will become exercisable on 12/9/2011, 3,750 shares will become exercisable on 12/9/2012 and 3,750 shares will become exercisable on 12/9/2013.
4. 11,250 shares are currently exercisable, 3,750 shares will become exercisable on 12/10/ 2011.
5. Exempt
6. Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
7. Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
8. Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
/s/ Bruce H. Beatt, Attorney-in-Fact 01/31/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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