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3
VOELKER JOSEPH R filed this Form 3 on 04/09/2013
Entire Document
 
SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
VOELKER JOSEPH R

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2013
3. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Human Resources
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 18,643 D
Common Stock(2) 3,596.4629 I Through Computershare Under ESPP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 12/09/2013 12/09/2019 Common Stock 1,875 49.0225 D
Stock Option (Right to Buy) (3) 12/09/2020 Common Stock 3,750 63.715 D
Stock Option (Right to Buy) (4) 12/08/2021 Common Stock 5,625 64.785 D
Stock Option (Right to Buy) (5) 12/06/2022 Common Stock 7,500 70.61 D
Interest In Employer Stock Fund (401(k) Plan)(6) (7) (7) Common Stock 1,097.4786 (7) D
Interest in Employer Stock Fund (Supplemental Plan)(8) (7) (7) Common Stock 56.3491 (7) D
Explanation of Responses:
1. 16,250 of the shares directly held are restricted stock units, of which 625 vest on 12/9/2013, 5,000 vest on 3/12/2014, 5,000 vest on 3/12/2015, 625 vest on 12/9/2013, 625 vest on 12/9/2014, 625 vest on 12/8/2013, 625 vest on 12/8/2014, 625 vest on 12/8/2015, 625 vest on 12/6/2013, 625 vest on 12/6/2014, 625 vest on 12/6/2015 and 625 vest on 12/6/2016.
2. Aggregate number of shares held in ESPP as of April 1, 2013.
3. 1,875 shares become exercisable on 12/9/2013, 1,875 shares become exercisable on 12/9/2014.
4. 1,875 shares become exercisable on 12/8/2013, 1,875 shares become exercisable on 12/8/2014, 1,875 shares become exercisable on 12/8/2015.
5. 1,875 shares become exercisable on 12/6/2013, 1,875 shares become exercisable on 12/6/2014, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016.
6. Represents shares held for the reporting person under the Company's 401(k) Plan as of April 1, 2013.
7. Exempt
8. Represents shares held for the reporting person under the Company's Supplemental Plan as of April 1, 2013.
/s/ Joseph R. Voelker 04/09/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints
 each of Bruce H. Beatt and Kathryn P. Sherer, signing singly, the undersigned's
 true and lawful attorney-in-fact to:

(1) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the U.S. Securities and Exchange Commission (the "SEC") a 
Form ID, including amendments thereto, and any other documents necessary or
 appropriate to obtain codes and passwords enabling the undersigned to make
 electronic filings with the SEC of reports required by Section 16(a) of the
 Securities Exchange Act of 1934 or any rule or regulation of the SEC;

(2) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Stanley Black & Decker, Inc. (the "Company"), 
Forms 3,4, and 5 in accordance with Section 16(a) of the Securities Exchange
Act of 1934 and the rules thereunder, and any other forms or reports the
undersigned may be required to file in connection with the undersigned's
ownership, acquisition, or disposition of securities of the Company;

(3) do and perform any and all acts for and on behalf of the undersigned 
which may be necessary or desirable to complete and execute any such

Form 3,4, or 5, or other form or report, and timely file such form or
report with the United States Securities and Exchange Commission and any
stock exchange or similar authority; and

(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf
of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as such attorney-in-fact may
approve in such attorney-in-fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, 
shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in such capacity at the request
of undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.

This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3,4, and 5 with respect
to the undersigned's holdings of and transactions in securities issued 
by the Company, unless earlier revoked by the undersigned in a signed
writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 27th day of March, 2013.



                 /s/ Joseph R. Voelker
                         Signature


                     Joseph R. Voelker
                        Print Name